Serves as a function/business/product compliance risk manager for Independent Compliance Risk Management (ICRM) responsible for assisting with internal strategies, policies, procedures, processes, and programs to prevent violations of law, rule, or regulation and design and deliver a risk management framework that maintains risk levels within the firm's risk appetite and protect the franchise. In addition, engages with the ICRM Product and Function coverage teams, in order to partner to develop and apply CRM program solutions that meet function/business/product customer needs in a manner consistent with the Citi program framework. Primary responsibilities include monitoring compliance risk behaviors and providing day-to-day Compliance advice relating to the supported function/business/product and guidance on function/business/product rules/laws.

Responsibilities:

Assisting in the design, development, delivery and maintenance of best-in-class Compliance, programs, policies and practices for ICRM.Managing a team of junior compliance staff, reviewing staff assignments and contributing to decisions regarding hiring, compensation, performance appraisals, staff development, training, etcAssist with regulatory inquiries and/or examinations.Collaborating with other internal areas including: Legal, Business Management, Operations, Technology, Finance, other Control Functions, and In-Business Risk to address compliance issues which may impact the supported function/business/product.Supporting the business in performing timely compliance reviews of new transactions and/or productsAssisting in the development and administration of Compliance training for the supported function/business/product.Researching any rules and rule changes and implementing policies, procedures or other controls necessary to comply with the rules/regulationsAdditional duties as assigned.Appropriately assess risk when business decisions are made, demonstrating particular consideration for the firm's reputation and safeguarding Citigroup, its clients and assets, by driving compliance with applicable laws, rules and regulations, adhering to Policy, applying sound ethical judgment regarding personal behavior, conduct and business practices, and escalating, managing and reporting control issues with transparency, as well as effectively supervise the activity of others and create accountability with those who fail to maintain these standards.

Qualifications:

Working Knowledge of Compliance laws, rules, regulations, risks and typologies in the supported function/business/product.Excellent written and verbal communication skillsMust be a self-starter, flexible, innovative and adaptiveStrong interpersonal skills with the ability to work collaboratively and with people at all levels of the organizationWork collaboratively with regional and global partners in other functional units; ability to navigate a complex organizationExcellent project management and organizational skills and capability to handle multiple projects at one timeProficient in MS Office applications (Excel, Word, PowerPoint)Knowledge in area of focus

Education:

Bachelor’s degree; experience in compliance, legal or other control-related function in the financial services firm, regulatory organization, or legal/consulting firm, or a combination thereof; experience in area of focus; supervisory experience; Advanced degree preferred

Compliance Trade Surveillance Manager -C12  CDMXRequisitos: Educación : Lic. en económico administrativo. Necesario TituladoExperiencia de 5 años o más.Indispensable conocimientos sólidos de mercado de valores: operación de capitales, deuda y derivados.Conocimiento de regulación en el ámbito bursátil. Necesario Inglés avanzado (lectura, escritura, conversación).Manejo de excel avanzado (bases de datos).Manejo de proyectos en tecnología en implementación o mejora de sistema en sector financiero o bursátil. (Deseable).

Habilidades:Trabajo en equipoCapacidad de análisisEnfoque a resultados

Factor de descarte: Aquellos candidatos que no cumplan con los requisitos establecidos en el Job Posting serán descartados del proceso de selección. Asegúrate de demostrar claramente tu experiencia y habilidades en tu aplicación.

------------------------------------------------------

Job Family Group:

Compliance

------------------------------------------------------

Job Family:

Product Compliance Risk Management

------------------------------------------------------

Time Type:

Full time

------------------------------------------------------

Citi is an equal opportunity employer, and qualified candidates will receive consideration without regard to their race, color, religion, sex, sexual orientation, gender identity, national origin, disability, status as a protected veteran, or any other characteristic protected by law.

 

If you are a person with a disability and need a reasonable accommodation to use our search tools and/or apply for a career opportunity review Accessibility at Citi.

View Citi’s EEO Policy Statement and the Know Your Rights poster.